Legal & Financial Auditing & Compliance

About Legal & Financial Auditing & Compliance

At Lex Resolutio Corporate, we provide exhaustive Legal and Financial Auditing & Compliance services to help businesses achieve transparency, mitigate risks, and ensure regulatory adherence. Our integrated approach spans legal and financial domains, empowering organizations to operate confidently in complex regulatory environments.

Legal Audit
  • Due Diligence: Conducting comprehensive legal due diligence on companies, assets, and liabilities.
  • Contract Review: Reviewing and analyzing contracts to identify potential risks and compliance issues.
  • Regulatory Compliance: Assessing compliance with relevant laws and regulations, including corporate laws, tax laws, labor laws, and environmental laws.
  • Intellectual Property Audit: Evaluating the intellectual property portfolio, including trademarks, patents, and copyrights.
  • Risk Assessment: Identifying and assessing legal risks and developing mitigation strategies.
Legal Compliance
  • Regulatory Compliance: Ensuring compliance with a wide range of regulations, including corporate laws, tax laws, labor laws, environmental laws, and securities laws.
  • Statutory Compliance: Ensuring compliance with statutory filings, record-keeping, and other legal formalities.
  • Contractual Compliance: Monitoring compliance with contractual obligations.
  • Internal Audit: Conducting internal audits to assess compliance with internal policies and procedures.
  • External Audit: Assisting with external audits conducted by regulatory authorities.
Corporate Governance
  • Board Meetings and Resolutions: Advising on board meetings, resolutions, and corporate governance best practices.
  • Shareholder Meetings: Assisting in conducting shareholder meetings, preparing resolutions, and complying with statutory requirements.
  • Secretarial Compliance: Ensuring compliance with statutory filings, records maintenance, and other secretarial requirements.
  • Corporate Governance Framework: Developing and implementing a robust corporate governance framework.
Dispute Resolution
  • Litigation: Representing clients in commercial and corporate disputes before various courts and tribunals.
  • Arbitration: Representing clients in domestic and international arbitration proceedings.
  • Mediation and Conciliation: Facilitating out-of-court settlements through mediation and conciliation.
Legal Risk Management
  • Risk Identification: Identifying potential legal risks, such as regulatory non-compliance, contract disputes, intellectual property infringement, and data breaches.
  • Risk Assessment: Evaluating the likelihood and potential impact of identified risks.
  • Risk Mitigation: Developing and implementing strategies to mitigate or eliminate risks.
Financial Audit
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Statutory Audit
  • Auditing financial statements as per applicable accounting standards.
  • Ensuring compliance with relevant laws and regulations, such as the Companies Act, 2013.
  • Providing an independent opinion on the true and fair view of the financial statements.
  • Identifying potential areas of risk and recommending improvements.
Internal Audit
  • Evaluating the effectiveness of internal controls and risk management processes.
  • Assessing operational efficiency and identifying opportunities for improvement.
  • Reviewing compliance with company policies and procedures.
  • Providing recommendations to enhance internal controls and risk management.
Tax Audit
  • Conducting tax audits under the Income Tax Act, 1961 and other relevant tax laws.
  • Verifying the accuracy of tax calculations and ensuring compliance with tax regulations.
  • Identifying potential tax savings and planning opportunities.
  • Assisting in tax audits conducted by tax authorities.
Forensic Audit
  • Investigating financial irregularities, fraud, and other misconduct.
  • Analyzing financial records and identifying discrepancies and anomalies.
  • Collecting and preserving evidence for legal proceedings.
  • Providing expert testimony in legal cases.
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Due Diligence
  • Financial Due Diligence: Assessing the financial health and performance of a company, including reviewing financial statements, tax returns, and other financial records.
  • Legal Due Diligence: Identifying potential legal risks and liabilities associated with a transaction.
  • Conducting financial due diligence for mergers, acquisitions, and investments.
  • Assessing the financial health and risk profile of target companies.
  • Identifying potential liabilities and contingent liabilities.
  • Providing a comprehensive report on the financial aspects of the transaction.
Other Financial Services
  • Financial Reporting Advisory: Providing guidance on financial reporting standards and best practices.
  • Financial Modeling and Analysis: Developing financial models and conducting financial analysis.
  • Business Valuation: Valuing businesses and business assets.
  • Risk Advisory: Assessing and managing financial and operational risks.
  • Corporate Governance Advisory: Providing advice on corporate governance best practices.
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Regulatory Compliance
  • Securities and Exchange Board of India (SEBI) Compliance: Ensuring compliance with SEBI regulations, including disclosure requirements, insider trading regulations, and takeover regulations.
  • Reserve Bank of India (RBI) Compliance: Ensuring compliance with RBI regulations, including foreign exchange regulations and banking regulations.
  • Income Tax Act Compliance: Ensuring compliance with income tax laws and regulations.
  • Goods and Services Tax (GST) Compliance: Ensuring compliance with GST laws and regulations.
Contractual Review
  • Reviewing Financial Contracts: Reviewing financial contracts, such as loan agreements, lease agreements, and joint venture agreements, to ensure compliance with legal and financial regulations.
Dispute Resolution
  • Financial Disputes: Representing clients in financial disputes, including debt recovery, bankruptcy, and insolvency proceedings.
Contact Us to learn more

Our Services

With a team of proficient professionals skilled in multidisciplinary legal services: company incorporations, contract management, and IP portfolio management; we deliver precisely tailored legal strategies designed to support your company’s objectives and needs to thrive in today’s competitive landscape.

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General Laws

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Intellectual Property Rights (IPR)

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Legal Auditing

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Telecommunication Laws

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Corporate Laws

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Contract Management

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Financial Laws

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Litigation

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Digital & Data Privacy Law